We know what it takes and we can provide dedicated attention and competitive transitional packages to help you get up and running quickly.  

 

National Wealth Management Group (“NWMG”) is a SEC Registered Investment Advisor (RIA) operating on LPL’s hybrid RIA platform.  Making the transition to a new RIA and broker/dealer is a decision that requires time and effort.  By combining forces with LPL Financial, we are able to leverage the resources of a firm that transitions hundreds of business and independent advisors every year.  We know what it takes and we can provide dedicated attention and competitive transitional packages to help you get up and running quickly. 

As you transition to NWMG, you’ll find plenty of support.  Here are some of the dedicated resources available to you:

  • An experience personal onboarding consultant to walk you through each step
  • The Investment Transitional Consulting team maps assets to our platform and finds comparable products and managers for any proprietary products or positions that are not transferrable
  • Business analysis services, which evaluate your strengths and identify areas of potential growth
  • Transitional support for qualified advisors
  • Extensive training in products, tools and resources, and market sector